 | Securities Experts' Roundtable, Inc. |
Conferences2010 - New York 2010 SER Meeting Agenda Presentation Materials: FINRA Update; Rule Proposals and Filing Trends Presentation Materials: Regulatory Notice 10-22: Broker Obligations to Investigate Reg. D Offerings Presentation Materials: Should the Ratings Agencies Be Killed or Are They Already Dead? Presentation Materials: SEC v. Goldman: Is There a Case and What Does it Mean? 2010 Annual Proxy 2010 Notice of Annual Meeting 2010 SER Conference Announcement 2010 SER Conference Registration Link 2009 - Palm Beach Gardens, Florida
2009 Notice of Annual Meeting 2009 Proxy 2009 SER Meeting Agenda 2009 Annual Meeting and Roundtable August 7th and 8th PGA National Resort and Spa Palm Beach Gardens, Florida 2008 - Chicago - Chaired by Stan Meyerson
2007 - Baltimore - Chaired by Patty Koetting  Rick Berry FINRA Update 8-10-07 Notice of 2007 Annual Meeting in Baltimore 2006 San Diego - Chaired by Al Monahan and Patty Koetting  Lisa Roth Compliance Presentation Mitch Porche Internet Security Conference Survey - San Diego 2006 2006 Election of Directors and Officers 2005 Chicago - Chaired by Richard Sandow  Gerry Guild Presentation on Bond Cases 2004 Cambridge - Chaired by Mary Calhoun and Rick Ryder  2003 Las Vegas - Chaired by Ross Tulman  2002 Seattle - Chaired by Ed Horwitz  2001 New York - Chaired by Sid Krasner  2000 New Orleans - Chaired by Nancy Jones and Norm Padget  1999 San Francisco - Chaired by Bob Maloney and Ed Horwitz  1998 Miami - Chaired by Terry Grant and Gerry Genco  1997 Dallas - Chaired by Douglas Schulz and Howard Berg  1996 Denver - Chaired by Jack Christensen and Ross Tulman  1995 Boston - Chaired by Mary Calhoun and Paul Litteau  1994 Palm Desert - Chaired by Bob Weinman and Ed Horwitz  1993 Chicago - Chaired by Mary Calhoun  |
Powered by SIMPOVA Web Commerce
